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April 29, 2015 The rule, which grew out of the Dodd-Frank financial overhaul bill, would make it easier for shareholders to see whether salaries are in line with a company's financial performance.
July 14, 2014 The SEC announced Monday that auditing giant Ernst & Young will pay $4 million to settle charges a subsidiary lobbied Congress inappropriately. The firm neither admitted nor denied the charges.
A year ago, before the initial public offering of stock, Nasdaq and Facebook were quite excited.
Emmanuel Dunand /AFP/Getty Images
May 29, 2013 The social media giant's debut on Wall Street one year ago ran into problems. Trades were delayed and some investors lost money. The Securities and Exchange Commission blames NASDAQ's "poor systems and decision-making."
March 15, 2013 Two hedge funds affiliated with SAC Capital Advisors have agreed to the settlements. They did not admit any wrongdoing.
Securities and Exchange Commission Chairman Mary Schapiro.
Kevin Dietsch /UPI /Landov
November 26, 2012 Securities and Exchange Commission Chairman Mary Schapiro will step down on Dec. 14. President Obama has designated SEC Commissioner Elisse Walter to be her successor.
June 16, 2010 SEC charges fraud by one-time mortgage mogul.
April 20, 2010 We dive into the SEC's lawsuit against Goldman Sachs, and Goldman's emphatic arguments in its defense. And we continue our long quest to unite financial reporting with Broadway theater.
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December 16, 2009 Almost three years since banks starting taking losses that led to the worst financial crisis since the Great Depression, the Securities and Exchange Commission is still asking basic questions about what happened.
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